ALPS Advisors Inc

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Ticker Symbol Fund Name Share Class Investment Objective
SBIOALPS Medical Breakthroughs ETFHealth/Biotechnology
BUZALPS Sprott Buzz Social Media Insights ETFScience and Technology
ALERXALPS/Alerian MLP Infrastructure Index FundAEnergy MLP
ALRCXALPS/Alerian MLP Infrastructure Index FundCEnergy MLP
ALRIXALPS/Alerian MLP Infrastructure Index FundIEnergy MLP
JCRAXALPS/CoreCommodity Management CompleteCommodities Strategy FundACommodities General
JCRCXALPS/CoreCommodity Management CompleteCommodities Strategy FundCCommodities General
JCRIXALPS/CoreCommodity Management CompleteCommodities Strategy FundICommodities General
INDAXALPS/Kotak India Growth FundAIndia Region
INFCXALPS/Kotak India Growth FundCIndia Region
INDIXALPS/Kotak India Growth FundIIndia Region
LPEFXALPS/Red Rocks Listed Private Equity FundAGlobal Financial Services
LPFCXALPS/Red Rocks Listed Private Equity FundCGlobal Financial Services
LPEIXALPS/Red Rocks Listed Private Equity FundIGlobal Financial Services
LPERXALPS/Red Rocks Listed Private Equity FundRGlobal Financial Services
ETRAXALPS/Sterling ETF Tactical Rotation FundAAbsolute Return
ETRCXALPS/Sterling ETF Tactical Rotation FundCAbsolute Return
ETRIXALPS/Sterling ETF Tactical Rotation FundIAbsolute Return
AMWYXALPS/WMC Research Value FundALarge-Cap Core
AMWCXALPS/WMC Research Value FundCLarge-Cap Core
AMWIXALPS/WMC Research Value FundILarge-Cap Core
ENFRAlerian Energy Infrastructure ETFEnergy MLP
EDOGAlps Emerging Sector Dividend Dogs ETFGlobal Equity Income
EQLAlps Equal Sector Weight ETFLarge-Cap Core
IDOGAlps International Sector Dividend Dogs ETFInternational Equity Income
SDOGAlps Sector Dividend Dogs ETFEquity Income
BFORBarron's 400 ETFMid-Cap Growth
CHNAXClough China FundAChina Region
CHNCXClough China FundCChina Region
CHNIXClough China FundIChina Region
GRICohen & Steers Global Realty Majors ETFGlobal Real Estate
JUNEDhandho Junoon ETFAlternative Event Driven
EFCAXEmerald Insights FundAMid-Cap Growth
EFCCXEmerald Insights FundCMid-Cap Growth
EFCIXEmerald Insights FundInstitutionalMid-Cap Growth
EFCNXEmerald Insights FundInvestorMid-Cap Growth
TRSKJanus Velocity Tail Risk Hedged Large Cap ETFLarge-Cap Growth
SPXHJanus Velocity Volatility Hedged Large Cap ETFLarge-Cap Growth
RCABXRiverFront Conservative Income Builder FundAMixed-Asset Target Allocation Conservative
RCCBXRiverFront Conservative Income Builder FundCMixed-Asset Target Allocation Conservative
RCIBXRiverFront Conservative Income Builder FundIMixed-Asset Target Allocation Conservative
RFCIRiverFront Dynamic Core Income ETFMulti-Sector Income
RLGAXRiverFront Dynamic Equity Income FundAEquity Income
RLGCXRiverFront Dynamic Equity Income FundCEquity Income
RLIIXRiverFront Dynamic Equity Income FundIEquity Income
RFDARiverFront Dynamic US Dividend Advantage ETFEquity Income
RFFCRiverFront Dynamic US Flex-Cap ETFMulti-Cap Core
RFUNRiverFront Dynamic Unconstrained Income ETFMulti-Sector Income
RMGAXRiverFront Global Allocation FundAMixed-Asset Target Allocation Growth
RMGCXRiverFront Global Allocation FundCMixed-Asset Target Allocation Growth
RMGIXRiverFront Global Allocation FundIMixed-Asset Target Allocation Growth
RMIAXRiverFront Moderate Growth & Income FundAMixed-Asset Target Allocation Moderate
RMICXRiverFront Moderate Growth & Income FundCMixed-Asset Target Allocation Moderate
RMIIXRiverFront Moderate Growth & Income FundIMixed-Asset Target Allocation Moderate
RIGSRiverFront Strategic Income FundMulti-Sector Income
SGDMSprott Gold Miners ETFPrecious Metals Equity
SGDJSprott Junior Gold Miners ETFPrecious Metals Equity
WTRXSummit Water Infrastructure Multifactor ETFGlobal Natural Resources
HVPWUS Equity High Volatility Put Write Index FundSpecialty Diversified Equity

Underlying fund data provided under license by Thomson Reuters Lipper.
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